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What are your fees and what does it include?


Fee for Planning Services

We offer 2 valued services: Financial Planning and Portfolio Advisement. Both services are offered for one fee. This fee is based upon the portfolio assets under our advisement held at LPL Financial. It is important for you to know that while your fee is billed for “Portfolio Advisory Services”, this fee represents payment for all of the valued services we perform on your behalf. We encourage you to access as many of these services as possible. It is “one stop” financial services at its very best!

Fee Schedule

Portfolio Size

Annual Advisory Fee

$5,000,000 +

Negotiated

 $3,500,001 - $5,000,000

0.55%

 $3,000,000 - $3,500,000

0.65%

 $2,500,000 - $3,000,000

0.70%

 $2,000,000 - $2,500,000

0.80%

 $1,000,000 - $2,000,000

0.90%

 $250,000 - $1,000,000

1.00%

< $250,000

1.20%

 *Includes assets held at LPL Financial under my advisement.

 **Does NOT include 401k assets, Fixed Annuities, or any assets held away

We Offer Clients Assistance with These Value-Added Services

Portfolio Advisement

Comprehensive Financial Planning

Performance Reporting

Insurance Analysis & Policy Audit

Retirement Income Strategies

Long Term Care Planning

Education & Tuition Planning

IRA Distribution Strategies

Estate/Legacy Planning Strategies

Company Stock Analysis

Tax Planning Strategies

Qualified Plan Beneficiary Analysis

Extensive Client Review

Intergenerational Wealth Transfer

Behavioral Financial Coaching

Beneficiary Audit

Portfolio Analysis & Optimization

Consultation for Family & Friends


Financial Plan Only / Hourly Consulting

$300/hour for consulting and planning services for clients without a fee-based advisory relationship. For clients that wish to manage their own investments but would like a financial plan created to address any financial concerns, I offer a standalone financial plan. Basic Financial Plans without a fee-based relationship start at $1,200 and are adjusted based on additional hours required to create more complex financial plans.



*Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.