What are your fees and what does it include?
Fee for Advisory and Planning Services offered through LPL Financial
We offer 2 valued services: Financial Planning and Portfolio Management. Both services are offered for one fee. This fee is based upon the portfolio assets under our advisement held at LPL Financial. It is important for you to know that while your fee is billed for “Portfolio Advisory Services”, this fee represents payment for all of the valued services we perform on your behalf. We encourage you to access as many of these services as possible. It is “one stop” financial services at its very best!
Fee Schedule | |
Portfolio Size | Annual Advisory Fee |
$5,000,000 + | Negotiated |
$3,500,001 - $5,000,000 | 0.55% |
$3,000,000 - $3,500,000 | 0.65% |
$2,500,000 - $3,000,000 | 0.70% |
$2,000,000 - $2,500,000 | 0.80% |
$1,000,000 - $2,000,000 | 0.90% |
$250,000 - $1,000,000 | 1.00% |
< $250,000 | 1.20% |
*Does NOT include 401k assets, Fixed Annuities, or any assets held away | |
Client Value Added Services | |
Portfolio Advisement | Comprehensive Financial Planning |
Performance Reporting | Insurance Analysis & Policy Audit |
Retirement Income Planning | Long Term Care Planning |
Education & Tuition Planning | IRA Distribution Strategies |
Estate/Legacy Planning Strategies | Company Stock Analysis |
Tax Planning Strategies | Qualified Plan Beneficiary Analysis |
Extensive Client Review | Intergenerational Wealth Transfer |
Charitable Planning | Beneficiary Audit |
Portfolio Analysis & Optimization | Consultation for Family & Friends |
*Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.
