What are your fees and what does it include?
Fee for Planning Services
We offer 2 valued services: Financial Planning and Portfolio Advisement. Both services are offered for one fee. This fee is based upon the portfolio assets under our advisement held at LPL Financial. It is important for you to know that while your fee is billed for “Portfolio Advisory Services”, this fee represents payment for all of the valued services we perform on your behalf. We encourage you to access as many of these services as possible. It is “one stop” financial services at its very best!
Fee Schedule | |
Portfolio Size | Annual Advisory Fee |
$5,000,000 + | Negotiated |
$3,500,001 - $5,000,000 | 0.55% |
$3,000,000 - $3,500,000 | 0.65% |
$2,500,000 - $3,000,000 | 0.70% |
$2,000,000 - $2,500,000 | 0.80% |
$1,000,000 - $2,000,000 | 0.90% |
$250,000 - $1,000,000 | 1.00% |
< $250,000 | 1.20% |
*Includes assets held at LPL Financial under my advisement. | |
**Does NOT include 401k assets, Fixed Annuities, or any assets held away | |
We Offer Clients Assistance with These Value-Added Services | |
Portfolio Advisement | Comprehensive Financial Planning |
Performance Reporting | Insurance Analysis & Policy Audit |
Retirement Income Strategies | Long Term Care Planning |
Education & Tuition Planning | IRA Distribution Strategies |
Estate/Legacy Planning Strategies | Company Stock Analysis |
Tax Planning Strategies | Qualified Plan Beneficiary Analysis |
Extensive Client Review | Intergenerational Wealth Transfer |
Behavioral Financial Coaching | Beneficiary Audit |
Portfolio Analysis & Optimization | Consultation for Family & Friends |
Financial Plan Only / Hourly Consulting
$300/hour for consulting and planning services for clients without a fee-based advisory relationship. For clients that wish to manage their own investments but would like a financial plan created to address any financial concerns, I offer a standalone financial plan. Basic Financial Plans without a fee-based relationship start at $1,200 and are adjusted based on additional hours required to create more complex financial plans.
*Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.
